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Note05

Funds and
capital markets

Quarterly limited reviews and annual audits for funds, brokerages and finance companies supervised by the Financial Regulatory Authority.

Request a fee proposal Who we work withRegister for this service
Debit and credit

What you hand over,
and what you get back.

You hand over at the start

  • Interim statements and the trial balance
  • Custodian and investment manager reports
  • Portfolio valuations and bank statements
  • Client balances and settlement accounts

You get at delivery

  • A limited review report every quarter
  • An annual audit report on the statements
  • The reports the FRA requires, in its formats
  • Findings on client money protection and segregation
Who we work with

On the FRA
register, no. 268.

The firm is on the Financial Regulatory Authority's register of auditors, so our reports are accepted by the FRA.

01

Brokerage and trading firmsQuarterly limited reviews and an annual audit.

02

Investment fundsReal estate, money market and equity funds, and net asset value per unit.

03

Finance companiesConsumer finance and other FRA-supervised activities.

04

Holding companiesConsolidated statements and intercompany eliminations.

Common questions
Is the firm on the FRA register?

Yes, as no. 268 on the register of auditors.

When is the quarterly review delivered?

By the deadline the FRA sets for interim statements; we agree the schedule at the start of the year.

We need the statements in Arabic and English

We deliver the statements and the report in both languages.

Tell us about your funds and capital markets needs, and we reply with a fee proposal.

Request a fee proposal
Note 01Financial statement auditNote 02TaxNote 03E-invoicingNote 04Internal auditNote 06Formation and valuation